Friday, November 16, 2018

Action on Beneficial Ownership?

Action on Beneficial Ownership?

      At today’s Federal Regulation of Securities luncheon at the ABA’s Fall Meeting, the Keynote speaker was Joe Carapiet, Chief Counsel at the U.S. Senate Committee on Banking, Housing, and Urban Affairs.  During his remarks, he alluded to a hearing the Committee will be holding the week after Thanksgiving and said that beneficial ownership will one of the topics addressed.  He characterized the topic as “challenging."

      Best guess is that these are those hearings –


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